The Securities Compliance Podcast

This podcast is being provided for informational purposes only. The ideas and opinions expressed on this show by its host and its guest speakers may not necessarily reflect the viewpoints of the attorneys and professionals of Calfee, Halter & Griswold LLP or its subsidiaries or affiliates or the National Society of Compliance Professionals or its members, and do not constitute legal, tax, or investment advice or a recommendation of any particular security or strategy. Any information prepared from third-party sources is believed to be reliable though its accuracy is not guaranteed. Opinions expressed in this commentary reflect subjective judgments of the speakers based on conditions at the time of recording and are subject to change without notice. This educational content is intended to inform and educate listeners about legal and compliance developments and is not intended as legal advice for any specific individual or specific situation. Listeners should seek the input of their own financial, tax, and legal professionals before acting on any of the information provided.